Investment Advisor's Legal and Compliance Guide: Special Supplement
- Editore:
Aspen Publishers
- EAN:
9780735550926
- ISBN:
0735550921
- Pagine:
- 458
- Lingua:
- Inglese
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Descrizione Investment Advisor's Legal and Compliance Guide: Special Supplement
This title provides registered investment advisers and their legal counsel with a comprehensive review on their compliance responsibilities that arise under the Investment Advisers Act. It is intended to assist advisers and their personnel in identifying the primary requirements associated with the Advisers Act and to assist in reviewing the adequacy of compliance policies and procedures.
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