Financial Services Authority Regulation and Risk-Based Compliance
- Editore:
TOTTEL PUB
- EAN:
9781845922498
- ISBN:
1845922492
- Pagine:
- 496
- Formato:
- Paperback
- Lingua:
- Inglese
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Descrizione Financial Services Authority Regulation and Risk-Based Compliance
Previously entitled "Risk-Based Compliance" this unique guide to the role of risk-based FSA regulation compliance in the financial services industry has been fully updated and comprehensively re-written. Focusing on the latest due diligence mechanisms, the guidance and information provided ensures financial services organisations can accurately and confidently comply with their legal responsibilities. This advice and information includes: operating a risk-based approach to regulation, FSA supervision of regulated firms, financial services and markets tribunals, the EU's Financial Services Action Plan, and the FSA Tribunal decisions.
Fuori catalogo - Non ordinabile
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